Chapters
Rule 307

Duties and Responsibilities of Authorized Users

  1. By agreeing to act as an Authorized User, such Person agrees to be bound by the duties and responsibilities of an Authorized User and to be subject to, and comply with, the Rules.

  2. An Authorized User must:

    1. ensure that activity conducted under its User ID complies with Applicable Law and the Rules;

    2. have the authority, at the Exchange's request, to adjust or withdraw any Order submitted under such User ID;

    3. have and maintain during all necessary regulatory approvals and/or licenses to operate as an Authorized User;

    4. cooperate promptly and fully with the Exchange in any investigation, inquiry, audit, examination or proceeding regarding compliance with the Rules or any Disciplinary Action or arbitration proceeding;

    5. comply with any order issued by the Exchange; and

    6. agree to such other terms and conditions as may be established by the Exchange from time to time.

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