Chapters
Rule 209

Information-Sharing Arrangements

  1. The Exchange and the Clearinghouse may each enter into information-sharing agreements or other arrangements or procedures to coordinate surveillance with other markets on which financial instruments related to the Contracts trade or are cleared. As part of any information-sharing agreements or other arrangements or procedures adopted pursuant to this Rule, the Exchange and the Clearinghouse may:

    1. provide market surveillance reports to other markets;

    2. share information and documents concerning current and former Participants or Clearing Members with other markets;

    3. share information and documents concerning ongoing and completed investigations with other markets; or

    4. require its current or former Participants or Clearing Members to provide information and documents to the Exchange or the Clearinghouse at the request of other markets with which the Exchange or the Clearinghouse has an information-sharing agreement or other arrangements or procedures.

  2. The Exchange or the Clearinghouse may enter into any arrangement with any Person or body (including the CFTC, the NFA, any Self-Regulatory Organization, any exchange, market, or clearing organization, or foreign regulatory authority) if the Exchange or the Clearinghouse considers such arrangement to be in furtherance of the Exchange's the Clearinghouse's purpose or duties under the Rules or any law or regulation.

  3. The Exchange the Clearinghouse may provide information to a duly authorized foreign Governmental Authority, as directed by the CFTC, in accordance with an information-sharing agreement executed with the CFTC.

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